Articles about SEC Law (0-50 of 252)

  • How To Choose The Right Lawyer For The Right Job
    By: Jordan McPelt | - The law can be like a maze, and you need someone who knows their way around to navigate your way or you can easily get lost. When you're involved in any type of civil or commercial litigation, you want someone who knows exactly where they're going within the legal system. Here are some guidelines for choosing the right civil attorney in your legal fight.

    Look for formal complaints. All states have a bar association which allows complaints to be filed against unethical or incompetent ...

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  • What Is The Role Of The Federal Government In Criminal Law?
    By: Peter Wendt | - Criminal law is an area of law that is normally reserved to the states. The federal government pursues its own investigations in cases that are primarily interstate criminal operations and often work with the specific states in large investigations, but the federal government prosecution always reigns supreme in any criminal charge. If the federal government deems that a legal issue is solely a jurisdictional responsibility for the state, then the state case normally is allowed to proceed.

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  • Disbanded Cyber-attack Group Returns, Publishes Fake Story On The Website Of The Sun
    By: eccuni | - Lulz Sec, the disbanded cyber-attack group has resurfaced again. In the latest attack, Lulz Sec targeted various British websites related to the Rupert Murdoch owned News Corporation. The company had disabled the server after Lulz Sec defaced the website of The Sun to avoid further security breach. The group reportedly posted a fake story on the website of The Sun. The fake story announced that the death of Rupert Murdoch. The story claims that the media baron collapsed in the garden, after cons ...
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  • Cyber-intruders Target Apple, Steal Administrative Login Credentials
    By: eccuni | - Recently, Anonymous group reportedly claimed access to administrative login credentials associated with an Apple server. The self-proclaimed Internet vigilante group also allegedly posted a link of the compromised server. The latest attack seems to part of the Anti-Sec campaign, which attackers claim to be targeted at corrupt governments and organizations. Attackers were reportedly successful in extracting at least 26 administrative login credentials. Apple has not yet confirmed the security in ...
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  • Cyber-attackers Target Arizona Department Of Public Safety, Gains Access To Confidential Files
    By: eccuni | - Recently, cyber-attack group Lulz Sec released sensitive documents associated with Arizona Department of Public Safety. Experts are investigating the security breach incident and have disabled external access to mitigate vulnerabilities. The latest disclosure comes amidst arrests of a teenager for alleged association with Lulz Sec, and threats by a rival attack group to expose details of Lulz Sec members. Earlier, Lulz Sec had announced joint action with Anonymous group to target government webs ...
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  • Does The Indiana Lemon Law Apply To Used Cars?
    By: danielaiden | - You are protected from defective late model vehicles by the Indiana lemon law. The Indiana lemon law or the Motor Vehicle Protection Act provides protection to Hoosier consumers who purchase vehicles which fail to meet certain basic standards.

    The Attorney General Consumer Protection website states that, the Indiana lemon law covers cars or light trucks bought or leased for personal use from Indiana dealers are covered by the Indiana lemon law, within the 18 months from the day of t ...

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  • Reverse Email Look-up Investigations Can Help Texas Victims Of Cyber Stalking
    By: Ed Opperman | - Cyber stalking has become a serious problem for quite a few residents of the state of Texas. What makes it even worse is as more people begin using home computer systems, the issue ends up affecting even more people. It is quite shocking to find out just how many people there really are that carry out the act of stalking innocent targets on the Internet. Not only is this an issue that affects numerous men and women, but there are also a large amount of teenagers and even younger kids that get ca ...
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  • Sec Shuts Down Broker Who Defrauded Elderly Nuns
    By: Brian Mahany | - Not one week into the new year and the SEC has shut down another fraud scheme, this one targeting the Sisters of Charity, a congregation of mostly elderly nuns in Long Island. The SEC charged Paul Chironis with churning two accounts owned by the nuns. The accounts were to be used for care of the nuns in assisted living facilities and for charity. Instead, Chironis used the money for his own self-declared charity - himself.

    According to the complaint filed by the SEC, Chironis "vir ...

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  • Top 10 Advantages Of Security Cameras.
    By: CCTV Security Cameras | - 1. CCTV is the abbreviation intended for stopped circuit TV and it refers to transmitting a signal to exact monitors. The sets of monitors that accept the sign from a CCTV Cameras are exact and their range is limited. Nothing like broadcast TV, a CCTV security camera doesn't transmit the signal openly.

    2. The leading common feature of CCTV is that of individual employed for surveillance, along with , thus CCTV security cameras are a good number likely located in crowded places or s ...

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  • Does Your Business Have A Compliance Program? Can It Afford Not To Have One?
    By: Brian Mahany | - Compliance problems cost U.S. businesses billions of dollars. That's right, billions. A compliance problem can result in crippling fines, loss of reputation, huge legal fees and often the loss of senior management. Even if never convicted, a criminal investigation and its attendant bad press can waste valuable management resources and spook creditors and customers. The existence of an effective compliance program is an important consideration for prosecutors when deciding whether to charge a c ...
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  • Busted! Another Ponzi Scheme Promoter Gets Caught
    By: Brian Mahany | - The United States Securities and Exchange Commission has charged Raymond Morris with an offering fraud. Morris, a Draper, Utah, resident is charged with defrauding investors out of at least $60 million.

    According to the federal complaint filed, Morris sold unregistered and non-exempt promissory notes to dozens of investors between March 2007 and January 2009. Investors were told they were investing in "risk free" high-yield notes. The principal was to be deposited into a secure ac ...

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  • Sec Charges Top Lawyer With Fraud
    By: Brian Mahany | - Jonathan Bristol, a former partner at two of the largest and best U.S. law firms, was arraigned in a Manhattan federal court and charged with laundering over $20 million in connection with Kenneth Starr, the now convicted financial advisor to Hollywood celebrities.

    In 2008, Bristol became a partner at Winston & Strawn, a prominent New York law firm. He was guaranteed annual income of $1.35 million per year. Unfortunately, Bristol was unable to generate enough money so his pay was q ...

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  • Reporting The Violation Of The Securities Law
    By: jorjinadavis | - The US Securities and Exchange Commission (SEC) operate a Center for Complaints. It is the task of this center to look into the tips and complaints from individuals or organizations regarding misconduct as well as unfair and illegal practices in the securities industry. However, before you contact them, here is a quick look at the whistleblower program run by the center.

    Initially, there was no reward for the whistleblower. However, the Dodd-Frank Wall Street Reform and Consumer Pr ...

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  • Beware Private Lender List Peddlers Part 2
    By: Alan Cowgill | - A couple of new real estate trainers (we’ll call them “The List Peddler”) stumbled onto a list that is generated and updated monthly by state with the names and addresses of private lenders that have loaned money in the previous 30 days.

    That sounds real appealing doesn’t it?

    Sounds easy and simple.

    Get a list of fresh hot private lenders that live in your state, market the heck out of them and hopefully find someone to loan you mone ...

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  • Oh Thank Heaven For The Sec - Fraud, Deceit, A Tropical Paradise And Slurpees
    By: Brian Mahany | - Press releases from the Securities and Exchange Commission are a treasure trove of stories. Stories involving fraud and deceit. This story begins in 2004 with an ambitious Florida company called Prime Time Group (now known as Hunt Gold Corporation) and ends this month in Miami federal courtroom. Unfortunately, for investors, the end of legal proceedings doesn't mean the end of their nightmare.

    According to the complaint filed by the SEC last year, Prime Time Group lied and defrauded ...

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  • Educate Yourself On Domain Law
    By: John Edet | - A registrar does buying and registering of these names. Domain trading (selling of domains) is also legal, as long you do not infringe upon/violate the trademark rights of a third party before renting/selling it. You must be completely aware of the laws and trademark rights before getting into trading. It is important to follow the rules under Internet Corporation for Assigned Names and Numbers (ICANN) Uniform Dispute Resolution Policy (UDRP) or the U.S. Anticybersquatting Consumer Protection Ac ...
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  • Sec External Reporting Essential To Transparency And Public Confidence
    By: Art Gib | - Since the economic near-collapse in the United States in 2008 that required billions of tax dollars to avert, there has been much in the news about transparency and increased federal regulation of Wall Street. The federal agency charged with the responsibility of enforcing existing securities laws is the U.S. Securities and Exchange Commission (SEC). The SEC is an independent agency that regulates stock market exchanges and the securities industry in the United States. It was created to prevent ...
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  • Mesothelioma Histologic Findings And Platelet Counts
    By: Mont Wrobleski | - Another interesting study is called, The role of extrapleural pneumonectomy in malignant pleural mesothelioma. A Lung Cancer Study Group trial by VW Rusch, S Piantadosi and EC Holmes - Memorial Sloan-Kettering Cancer Center, New York, N.Y. The Journal of Thoracic and Cardiovascular Surgery, Vol 102, 1-9 Here is an excerpt: Malignant pleural mesothelioma is usually a fatal cancer for which operation has been the mainstay of treatment because chemotherapy and radiation are relatively ...
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  • Succinct Information About New York Securities Fraud Lawyers
    By: Samuel Levy. | - It is bad that fraud involving the securities market enables perpetrators of the crime to make illegal profits that make the securities market a risky investment venture. It becomes essential for investors troubled by securities fraud to get legal help from an attorney who deals with solving such cases. This attorney will help investors get back the money they lost due to fraud involving the securities market from the people involved with the crime. Fraudulent activities involving securities are ...
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  • Indiana Lemon Law Statutes
    By: danielaiden | - Indiana Lemon law IC24-5-13
    Chapter 13. Motor Vehicle Protection

    Indiana Lemon law IC24-5-13-1

    Sec. 1. This chapter applies to all motor vehicles that are sold, leased, transferred, or replaced by a dealer or manufacturer in Indiana.
    As added by P.L.150-1988, SEC.1.


    Indiana Lemon law IC24-5-13-2

    Sec. 2. As used in this chapter, "business day" means a day other than Sunday or a legal holiday (as defined in IC1-1-9 ...

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  • My Sec Attorney Has All The Answers For Real Estate Investors
    By: Alan Cowgill | - Securities and Exchange Commission laws and regulations can seem mind-boggling. It often takes a specialist to make sense of them. One individual who has figured them out to the point where he can explain them well to other people is Ralph Sherman, who works for me as my SEC attorney.

    Ralph teaches his students how to borrow money from private lenders in compliance with state and federal SEC laws and regulations. It's an occupation he's proud of. He accomplishes his formidable t ...

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  • Felony Crimes In Texas
    By: Texas Law Guy | - Criminal offenses in Texas are classified as either felonies or misdemeanors based on their degree of seriousness. Felonies, the most serious crimes, are further differentiated by degree, a list of which follows.

    The following is a listing of felony classifications in Texas. This list is meant to be informative only. If you or a loved one has been charged with any crime in Texas, you are strongly urged to seek the advice of a criminal defense lawyer.

    Sec. 12.32. ...

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  • Fixed Indexed Annuities Are Almost Out Of The Sec's Claws
    By: Lisa Cintron | -
    Fixed Indexed Annuities might have been saved from Securities & Exchange Commission (SEC) regulation when the United States Congress accepted the Harkin Amendment in the "Restoring American Financial Stability Act of 2010." These complex insurance instruments had been the source of controversy when the SEC attempted to grant itself regulatory jurisdiction on December 17, 2008 under Rule 151a. Whenever, there are economic problems, government bureaucrats are quick to a ...

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  • Tacoma Social Security Lawyer For Disability Claim
    By: Daren | - If an individual is disabled and therefore cant work, he or she has the right to pursue a claim for a social security disability getting it completed right away. Several who have made such claims have encountered difficulties and troubles realize later on that it was best that they had completed an application form right away. In case the claimant is not approved on the first claim, it is important to talk to a Tacoma social security lawyer or a non-lawyer representative wholl give represe ...
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  • Insurance Eligibility Requirements For Social Security Disability
    By: Daren | - Filing a Social Security disability or a Supplemental Security Income claim is an easy and short procedure. The Social Security disability programs are ready to people who have long term, severe medical concerns avoiding them to work. Social Security doesnt tender any short term disability claims. To be able to become eligible for disability must be anticipated to last 12 continuous months.

    Knowing the requirements for a Social Security disability is the primary step to have the ...

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  • What Disclosure Information Should You Give To A Private Lender?
    By: Alan Cowgill | - - What is a Disclosure Document?

    When you are offering private lenders the opportunity to work with you, you must be sure to disclose to them the risks and rewards of the business. You should prepare a disclosure document.

    A Private Placement Memorandum is a critical disclosure document that has legal consequences. If a private lender is not given sufficient, material information and suffers a loss, he may have a claim against you and your business. The information you ...

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  • Important Steps To Start Pooling Private Lender Money
    By: Alan Cowgill | - When you pool money from private lenders, you're putting funds together from two or more different private lenders.

    You obviously need to look at doing something different where your states paperwork is concerned. This means you will need to file paperwork with your state and provide a disclosure document to your potential private lenders.

    In Ohio, for example, we have what is known as 6(A)1 filing. This filing allow for pooling private lenders' money in running your ...

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  • Securities Lawyer And Investment Law
    By: Same Albert | - Securities arbitration is a helpful disagreement resolution tool which helps to determine which parties involved are entitled to recuperate certain damages. In arbitration, an independent third party or panel

    >>> Examines the evidence

    >>> Hears each and every side of all parties involved with regards to the issues

    >>> Decides how the problem should be resolved.

    Arbitration is a final and binding process through which the issues will be revie ...

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  • New Professional S Corp Tax Is Dumb
    By: Stephen Nelson | - The week before the 2010 Memorial Day weekend, the U.S. House of Representatives passed the American Jobs and Closing Loopholes Act of 2010. And soon, supposedly, the U.S. Senate will also pass this grab bag of tax increases and deficit spending.

    The misnamed act is packed full of questionable legislative decisions, but for small personal service businesses, the new law prohibiting some businesses from using the S corporation rules seems particularly sloppy and dishonest. In a nutsh ...

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  • How Reducing Your Taxes Can Prepare You For An Audit
    By: Tom Wheelwright | - Another big reason many people dread the tax return process is the fear of an audit.

    I've seen people give up thousands in LEGAL tax savings in an effort to hopefully reduce their audit risk, and many times at the advice of their own tax preparer!

    I regularly have new clients tell me their prior tax preparer told them not to take a particular deduction because the deduction wasn't worth the audit risk.

    I'm always shocked when I hear a tax preparer recommend ...

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  • "indian Divorce Law Needs Amendment" - Law Minister
    By: INDIAN DIVORCE LAW | -
    DIVORCE LAW AMENDMENT AS PER LAW COMMISSION"S RECOMMENDATION IN
    2009 "" NOT YET DONE


    Another case of: - JUSTICE DENAIED when
    JUSTICE DELAYED


    Groom: Aged about 40yrs, Bride: 41 yrs, Son: Aged about
    12yrs


    PAST


    On or about 1984, I, at the age of 15 years proposed to a 16-year girl "" and the story began. I forgot that I lost my father at the age of 11 years, had a sister aged 6 years ...

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  • New Finra Requirements For Corporate Actions Require Additional Issuer Documentation
    By: Laura E. Anthony | -
    By Attorney Laura Anthony, Founding Partner
    Legal & Compliance, LLC

    As of December 1, 2008, the Financial Industry Regulation Authority (FINRA) began a new policy for effectuating corporate actions for OTCBB quoted and traded securities (securities quoted and traded on the Over the Counter Bulletin Board and the PinkSheets). Corporate actions include anything that would require notification to FINRA and the issuance of a new trading symbol, such as a name change, reve ...

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  • The Long Arm Of The (securities) Law
    By: Craig Butler | - Securities laws can be confusing and convoluted for both companies and legal practitioners alike. However, this does not make the subject any different from several other complex legal subjects. But unlike other areas of the law, where the applicability of the law is known and the confusion arises in the context of how the law applies the confusion surrounding securities law often causes companies and legal practitioners to fail to realize that their transaction is even governed by federal and ...
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  • Often-overlooked Ca Legislation At Heart Of Mortgage Crisis
    By: Sean Rutledge | - California Civil Code Section 1632 is an often over-looked law that requires banks and lenders to provide contracts in the borrower's native language. The law stipulates that any person engaged in a business that negotiates primarily in a language other than English - including in Spanish, Chinese, Tagalog, Vietnamese, Korean, etc. - either orally or in writing, must deliver a translation of the contracts or agreements to the borrower before they are executed. The translation must include every ...
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  • Investment Fund-00-754
    By: 4Ps_Marketing | - On January 29, 2009, the Hedge Fund Transparency Act (the Bill) was introduced by Senators Chuck Grassley (R-Iowa) and Carl Levin (D-Michigan). The Bill seeks to cause private funds with not less than US$50 million to register with the Securities and Exchange Commission (the SEC), provide significant annual public disclosures, maintain books and records in accordance with SEC rules and cooperate with the SEC on any requests for information.

    The Bill proposes t ...

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  • The Secret Sequel
    By: Mohammad1 | - The Secret, both the book and the film has cause a big stir of waves across the world. Millions have viewed the film as well as read The Secret book ever since it was released in March 2006. Now, The Secret book have been translated in many languages for the world to read. It is taken as one of the best spiritual books and films ever produce. It provides a wonderful and great opportunity for those who strive for a new beginning in their life.

    Now The Secret is out, people are now ...

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  • Bankruptcy Law Mississippi - Bankruptcy Lawyer Oregon - Bankruptcy Lawyer Arizona 496
    By: bankruptcylawdomain | - Otherwise, you must spend most of the 180 days prior to these two years in the state of California. The NJ bankruptcy laws also require you to disclose your expenses in a bankruptcy. What is liquidation? Liquidation is the appointment of a trustee who will gather non-exempt properties of the debtor. Many were ashamed and guilty, and were unaware of who to turn to under the barrage of unrelenting pressure and threats from their creditors. But, if your case is genuine and your purpose of filing ...
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  • Bankruptcy Lawyer Maryland - Bankruptcy Law Rhode Island - Bankruptcy Law Texas 628
    By: bankruptcylawdomain | - If one is not a permanent citizen of Ohio or has changed states frequently in the course of the past five years, one does not follow Ohio bankruptcy laws. Bankruptcy provides detailed information about bankruptcy, bankruptcy attorneys, bankruptcy faqs, and more. If the company is involved in trading after it has filed for bankruptcy, then the details relating to such must be registered with the SEC. This is what it means to have a secured debt. A re-organization plan is prepared by a committee ...
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  • Bankruptcy Lawyer Nevada - Bankruptcy Law Guam - Bankruptcy Lawyer Texas 628
    By: bankruptcylawdomain | - Mortgage lenders can foreclose on homes if payments are not made. All bankruptcy cases are under taken by the United States bankruptcy courts, which is a branch of the district courts system. They should do so in the complete knowledge that the bankruptcy laws are there to protect them. Therefore, if you want to make the best use of the bankruptcy laws, it is very important for you to be well informed. Properties exempted by Ohio bankruptcy laws include a residence up to $5,000, one automobile o ...
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  • Bankruptcy Lawyer South Carolina - Bankruptcy Lawyer Louisiana - Bankruptcy Law Colorado 062
    By: bankruptcylawdomain | - Otherwise, you must spend most of the 180 days prior to these two years in the state of California. Ohio, like most other states, has its own bankruptcy laws. It is suggested to select one of these attorneys to deal with the case. All these nine courts have been categorized in two sections - Eastern District Court and Western District Court. All kinds of clothing including furs, jewelry, ornaments are exemptible up to the amount of one thousand dollars as a whole. The NJ bankruptcy laws also r ...
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  • Bankruptcy Lawyer West Virginia - Bankruptcy Lawyer Vermont - Bankruptcy Law Alabama 496
    By: bankruptcylawdomain | - The bankruptcy laws are quite complicated and that has led to several misinterpretations among people. System 2 differs from System 1 in the following exemptions: homestead to $17,425 for all categories; jewelry to $1,150; motor vehicle to $2,775; personal benefits to $17,425; tools for work to $1,750; pension benefits only for ERISA-qualified benefits; no wage exemption; and wild card exemption to $925. Your attorney may ask you for a list of your personal property, along with an estimate of ea ...
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  • Bankruptcy Law Ohio - Bankruptcy Lawyer Utah - Bankruptcy Law Montana 062
    By: bankruptcylawdomain | - Looking for the best NJ Lawyer? Look no further, check out our New Jersey Lawyers website today!. In fact, the bankruptcy code in the state is very liberal especially in favor of the debtor, and you will feel the pleasant difference even in public benefits exemptions, pension fund exemptions, and insurance fund exemptions. It is very important for you to understand that the bankruptcy code has been designed to achieve two objectives - protect the debtors and help the creditors get their money b ...
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  • Bankruptcy Lawyer New Jersey - Bankruptcy Law New Jersey - Bankruptcy Lawyer Illinois 496
    By: bankruptcylawdomain | - Bankruptcy laws are designed to give debtors a fresh financial start. They will then sell those properties and give the proceeds to the creditors. Like a trustee in Chapter 7 and Chapter 13 cases, the SEC plays an important role in Chapter 11. Let us go exploring some of the misconceptions and the reality behind them. Bankruptcy must also be considered only when all other options have been exhausted. Your attorney will need this information to comply with the NJ bankruptcy laws. All counties i ...
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  • Bankruptcy Law Nevada - Bankruptcy Law Virginia - Bankruptcy Law Maine 062
    By: bankruptcylawdomain | - All kinds of clothing including furs, jewelry, ornaments are exemptible up to the amount of one thousand dollars as a whole. The good news for you is that the insolvency regulations also allow you to use the federal supplement exemptions along with the state specific exemptions. However, the bankruptcy court in Washington allows you to substitute the state specific exemptions with the property exemptions as described in the federal laws. Bankruptcy law is the area of federal law that deals with ...
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  • Los Angeles Corporate Law Attorney" Corporate Direction
    By: Claysphere Rivera | - Los Angeles is known to be the haven of big corporations, be it international or a homegrown American entity. Here, huge corporate lines have established their main offices just to seize the opportunity of the seemingly perfect location.

    Despite the decline of the number of major business expansions in the area due to economic complications lately, corporate industries in the area are still up and contending given the economic uncertainties. In fact, a considerable number of n ...

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  • Edgar Filing Services
    By: David Done | - EDGAR filings: 12 Things to look for before you Hire an Agent

    EDGAR stands for the Electronic Data Gathering, Analysis, and Retrieval system, and is a system designed to increase the efficiency and fairness of the securities market for the Securities and Exchange Commission (SEC) on behalf of United States investors. Domestic public companies are required to file a number of forms on the EDGAR system, and an agent can help you get the forms together correctly and file them with th ...

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  • Keep A Secret - It's The Law!
    By: Laura Adams | - Trade-secret law has become more important as our modern workforce has become more mobile. The law is necessary to protect the owners of proprietary company information.

    A trade secret is company information you have that's not readily available to the general public. It's knowledge you've gained about what gives your company a competitive advantage over other businesses within the industry.

    Anything that makes a company unique or that a competitor would find valu ...

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  • Sec Proposes Anti-fraud Rules To More Closely Regulate Hedge Funds & Certain Venture Capital Funds
    By: Robert Masud | - Recently, the SEC proposed changes that would affect the investment in hedge funds as well as other pooled investments. On December 27,2006, Release No. 33-8766 (the "Release") proposed an anti-fraud rule that would be new under the Investment Advisers Act of 1940 (the "Advisers Act"). This new rule revised criteria for admission for individuals that invest in some private funds (excluding some venture capital funds). The Release says that these rules are meant to cover two of the SEC's particul ...
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  • The "what" And "who" Of Domestic Violence
    By: Kayla Boucher | - Copyright 2006 Law Offices of Donald P. Schweitzer

    The WHAT: Violence

    What exactly constitutes domestic violence against another person? Is physical contact required? Or are threatening words enough? Although the crux of domestic violence is defined similarly across state lines, many legislatures express subtle distinctions from one another in their definitions of this unlawful behavior. Therefore, a potential victim must research the law in the jurisdicti ...

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