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Articles about MiFiD (0-19 of 19)

  • Ideas For Risk Management And Compliance To Help You
    By: A Turner | - supplies regulatory reporting answers throughout the globe for banks, insurance policy companies, funds as well as other budgetary establishments. By leveraging an international data model (DataFoundation), a standardised essential progression atmosphere, thoroughly incorporated calculation capabilities, as well as a world-wide runtime engine for reporting, are able to supply neighborhood reporting effectively and consistently for every jurisdiction.
    offers regulatory reporting options thr ...

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  • Cadis Bags 19 Client Wins In 2011
    By: Cadis Edm | - London Cadis, the global EDM specialist, has secured 19 new global clients in 2011. These firms benefit from cleansed, validated and centralised data to feed into their risk, trading and compliance platforms.

    New notable clients include Prudential, ING, Loomis Sayles, Robeco, SCOR Global Investments and Indexium.

    2012 will be the year of data overload for financial institutions, said Virginie OShea, analyst, Aite Group. Magnified by the burden of global ...

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  • Mifid: Specifically What Does It Hostile For Large Business Individuals?
    By: Steve Wozniak | - Markets in Financial Instruments Directive, known MiFiD, can be a laws over the Western european your settings acquire online system agents inside a Association. Excellent budgetary companies when truly perform cost business additionally the same hobbies are almost always subjected to these regulation related MiFiD. When compared to, firms that provide you no more than supplementary fiscal commodity vendors commonly are not in contact with most of these guidelines. The lenders anyhow that is nor ...
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  • Mifid's Touching On Indian Niches
    By: ShaunLehman | - Our Markets in Financial Instruments Directive, probably MiFID, genuinely European Union Statutes the fact that makes silence also layout with 50 us is often people in the eu Commercial Locale by just assuring imposition connected with orderly dental policies with policies for many trade support. The intention of Directive typically improve the overall level of competition or even harm your client living in commodity firms. Each and every label the fact that companies are covered by the nation p ...
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  • Funds And Games
    By: Revington Charollete | - A large number of regulatory changes have taken place or have been proposed in the past two years affecting the financial sector. Of the recent regulatory changes, which has had the greatest impact on the funds industry to date?

    Jeffrey Bronheim, general counsel, Cheyne Capital: When the Alternative Investment Fund Managers Directive [AIFMD] was published certain provisions could have harmed the hedge fund business in Europe. While the final directive is more appropriate it will sti ...

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  • The A-z Of Banking Reform
    By: Charlotte Mooney | - Do you need to understand the basic principles of banking reform, legal compliance, Basel III, and the Wall Street financial Reform Act? Have you ever wondered who Dodd-Frank is, what the Volcker Rule means and just what the Basel Committee does all day? Are you fed up with reading interminable, long-winded complicated documents just to get to the hard facts? Are you baffled and confused by a wealth of obscure, technical banking jargon? Don't worry! Just read this quick, user-friendly ABC guide ...
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  • Outsourcing Comes To The Aid Of Compliance And Regulatory Reporting Operations.
    By: wns | - Banks and financial services firms have begun to emerge from the aftermath of the worst recession since the World War. The plethora of changes, which followed, has changed the contours of the financial services industry, forever. This 'new normal' has changed everything for banks and financial services firms right from their view on emergent customer segments to their priorities for new sources of growth. Banks and financial services firms, alike, are looking at re-establishing themselves to ...
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  • Startup A Forex Hedge Fund In Record Time Perfectly Legal And Under Eurozone Jurisdiction
    By: Shavasb Bohdjalian | - Successful traders managing to beat the market and with proven track record should seriously consider starting up their own forex/commodity or equity hedge funds, attract money from other investors and perhaps become the next billionaires as opposed to setting up a forex brokerage or an investment firm dealing in equity, bonds or forex.

    Suppose you are the successful trader and you can approach and raise money from a small group of investors who trust your track record, but you are ...

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  • Cyprus Icis Structures Offer Best Solution For Raising Finance
    By: Shavasb Bohdjalian | - The International Collective Investment Schemes (ICIS) or in laymans terms, Private Funds, are probably one of the best vehicles through which promoters may raise money from up to 100 investors worldwide and at the same time offer such investors a great deal of protection, with respect to safety of assets, valuations and that the company is operating under EU laws.

    Cyprus is increasingly becoming a popular base where many ICIS formations are structured, since it has the unique ad ...

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  • Network Configuration Management Overview
    By: Neil MacLeod | - This guide gives a brief overview of Network Configuration Management, otherwise known as Network Change and Configuration Management, or NCCM.

    Why does it matter?

    In a large corporate network it is not uncommon to have hundreds or thousands of network devices. If you add up all your switches, routers, firewalls and other network appliances, and then you consider how many lines of configuration settings apply to each one, you can see there is a significant investment in ...

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  • Mobile Messaging Compliance Solution For Financial Services Enterprises
    By: Ryan Spark | - The Regulatory Requirements related to Mobile Communication and Instant Messaging have been getting tighter in the Financial Services industry. The common goal of all regulations is to ensure a clear audit trail of communications across all channels, so that regulators can make informed decisions in case of disputes, and protect investors from various financial malpractices like insider trading, unfair trading practices, fraudulent claims, etc.

    SEC 17a-4 and NASD 3010 are some of ...

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  • Top Investor"€™s Business Guidebook To Poland- All You Need To Know To Invest And Do Business In Pol
    By: Lila Chan | - Poland entered the EU on the 1st May 2004. This is why we were participating in the previous budget only partially, so we are using the EU funds for 2004 or 2006. The 2008 was the last year of this shorter budget for us and I must say that this is a real success for Poland. By now, we have taken advantage of almost the whole amount of funds assigned for our country. Of course, there is a question of efficiency and you said that we would have to give some money back to the Commission. We dont ...
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  • Bpm - The Adoption In The Financial Industry Versus Early Expectations 
    By: ITC Infotech | - Since the earliest days of commercial IT, no sector has taken to technology better than the financial services sector. Few other sectors have spent as large sums of money on systems and applications customized to their vertical or have been as adept in using them to cut costs and improve performance. Part of the reason has been that technology is integral to financial businesses, dealing as they do with information rather than physical assets. Also, the sector most easily yields to the automatio ...
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  • Dead Banks Walking, Zombie Monopolies And The Tax Payers Fest
    By: Pierre B. Boulle | - Despite massive successive capital injections, big banks on government life support continue to be battered from pillar to post confirming what a blind man could have told you a long time ago: the self proclaimed Masters of the Universe have been walking zombies for years and the reality continues to be that insolvent banks cannot be helped with an injection of public funds any more than a dead body can be resuscitated with a massive blood transfusion. While government had prayed and hoped its r ...
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  • The Top Ten Of Network Change And Configuration Management (nccm)
    By: Neil MacLeod | - A good Network Change and Configuration Management (NCCM) Policy will monitor all settings, attributes and metrics contributing to the network's working state and identify where any particular network device deviates from this 'good' configuration state.

    It is important to keep in check all Cisco (or other vendor) switch, router, firewall and other network device configuration settings, performance metrics and application response times that together govern the quality and consisten ...

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  • It And The War For Talent
    By: Tom Burroughes | - Perhaps unsurprisingly in an industry historically plagued by legacy systems, tactical fixes and workarounds, recent research by benchmarking research firm ComPeer in association with WealthBriefing found that wealth management staff were critical of their employers IT platforms.

    Ian Woodhouse a director in the private banking arm of Ernst & Young says:

    Traditionally wealth managers have not found it easy to invest in IT because wealth management is the IT guys nigh ...

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  • Outsourcing - Lessons From The Regulators
    By: Rick Simmonds | - The provision of outsourced business services is not, of course, a regulated industry. But many clients of outsourcing service providers are themselves in regulated industries - indeed arguably the greatest take up of outsourced (and offshore) business process services has been in regulated industries such as financial services and utilities. Regulators have therefore taken a keen interest in the implications of outsourcing and offshoring for their members, particularly with regard to operationa ...
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  • Overview Of Finance Services Offshoring
    By: Margaret Pitt-Jones | - Summary
    Offshoring processes in the Banking and Financial Service sector, like most industries, is an accepted and widely adopted way of doing business. In the 1990s the Financial Services sector quickly embraced offshoring in particular in the back and middle office. This early enthusiasm focused on standard, repetitive transactional processes such as credit card processing, and as yet the take up of offshoring more complex processes such as Finance and Accounts has been minimal. ...

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  • Applabs: Mifid
    By: Gary Wilson | - What Is MiFID and What Are Its Objectives?

    MiFID (the Markets in Financial Instruments Directive) comes into effect on November 1, 2007. MiFID replaces the existing Investment Services Directive (ISD) and is intended to create a more open, competitive, and transparent market for financial services across the European Union. Existing restrictive practices, such as limiting trade in some countries to national exchanges or bourses, will be outlawed.

    Who Is Affected by ...

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